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Advanced-CAMS-Audit적중율높은시험덤프 & Advanced-CAMS-Audit최신인증시험기출자료

IT업계 취업 준비생이라면 국제적으로도 승인받는 IT인증자격증 정도는 몇개 취득해야 하지 않을가 싶습니다. ACAMS인증 Advanced-CAMS-Audit시험을 통과하여 인기 자격증을 취득하시면 취업경쟁율이 제고되어 취업이 쉬워집니다. ITDumpsKR의ACAMS인증 Advanced-CAMS-Audit덤프는 많은 시험본 분들에 의해 검증된 최신 최고의 덤프공부자료입니다.망설이지 마시고ITDumpsKR제품으로 한번 가보세요.

ACAMS Advanced-CAMS-Audit 시험요강:

주제
소개

주제 1

Fieldwork and Evaluation: This section of the exam measures the skills of target professionals to demonstrate audit procedures during fieldwork. It involves collecting evidence, testing controls, and evaluating findings to ensure accuracy and reliability.

주제 2

Reporting, Recommendations, and Follow-Up: This section of the exam measures the skills of audit managers and covers the communication of audit findings to stakeholders. It includes developing clear recommendations for improvement based on evaluation results and ensuring follow-up on those recommendations.

주제 3

Corporate Governance and the Audit Function: This section of the exam measures the skills of auditing professionals and covers the principles and frameworks that guide effective governance in organizations. It emphasizes understanding the roles and responsibilities of the board of directors, management, and auditors. A key skill assessed is the ability to evaluate governance structures and their impact on organizational performance.

주제 4

Planning and Scoping: This section of the exam measures the skills of audit managers and covers the processes involved in planning an audit engagement. It includes defining the scope, objectives, and resources required for an effective audit. A critical skill evaluated here is the ability to identify risks and develop a comprehensive audit plan that addresses those risks while ensuring compliance with relevant standards.

>> Advanced-CAMS-Audit적중율 높은 시험덤프 <<

적중율 높은 Advanced-CAMS-Audit적중율 높은 시험덤프 인증덤프공부

ITDumpsKR의 인지도는 고객님께서 상상하는것보다 훨씬 높습니다.많은 분들이ITDumpsKR의 덤프공부가이드로 IT자격증 취득의 꿈을 이루었습니다. ITDumpsKR에서 출시한 ACAMS인증 Advanced-CAMS-Audit덤프는 IT인사들이 자격증 취득의 험난한 길에서 없어서는 안될중요한 존재입니다. ITDumpsKR의 ACAMS인증 Advanced-CAMS-Audit덤프를 한번 믿고 가보세요.시험불합격시 덤프비용은 환불해드리니 밑져봐야 본전 아니겠습니까?

최신 AML Certifications Advanced-CAMS-Audit 무료샘플문제 (Q63-Q68):

질문 # 63
What should the auditor look for to assess the adequacy of controls for non-profit organizations that are vulnerable to terrorist financing (TF) abuse? (Select Two.)

A. Exploitation of legitimate entities as conduits for TF for the purpose of escaping asset-freezing measures
B. Concealing of the secretive diversion of funds intended for legitimate purposes to terrorist organizations
C. Testing of the customer's identifying information using reliable and independent source documents
D. Ongoing due diligence on the business relationship and scrutiny of transactions undertaken throughout the course of that relationship
E. The overall volume of cash deposit reporting for the quarter

정답：B,D

설명：
A: Ongoing Due Diligence: FATF Recommendations emphasize the need for ongoing monitoring and due diligence of NPOs to detect and prevent misuse for terrorist financing.
C: Diversion of Funds: Identifying and mitigating risks of fund diversion to terrorist organizations is a critical component in evaluating NPO vulnerabilities.

질문 # 64
Which should be evaluated when analyzing components of risk mitigation in an AML risk assessment?
(Select Two.)

A. Overall customer volume
B. Liquidity risk
C. Office of Foreign Assets Control filtering
D. Customer risk
E. Product risk

정답：D,E

설명：
Product Risk: Certain products (e.g., high-value transfers, anonymous payment systems) inherently carry higher AML risks and require tailored risk mitigation measures.
Customer Risk: Understanding the risk profile of customers, including PEPs and high-net-worth individuals, is critical to assessing exposure and implementing risk-based approaches.
Both factors are core components in AML risk assessments, as highlighted in CAMS-Audit materials and FATF standards.

질문 # 65
During a sanction review, an auditor notes that several of the bank's large corporate clients continue to route transactions through the bank to certain Office of Foreign AssetsControl (OFAC)-sanctioned countries.The head of corporate clients stated that these transactions were executed under the OFAC license.What should an auditor know to distinguish between an OFAC general license and a specific license?

A. A general license authorizes a transaction for an entity and a specific license authorizes a transaction for an individual.
B. A specific license authorizes a transaction for an entity and a general license authorizes a transaction for an individual.
C. A specific license authorizes a type of transaction and a general license authorizes a transaction in response to a written license application.
D. A general license authorizes a type of transaction and a specific license authorizes a transaction in response to a written license application.

정답：D

설명：
Distinguishing General and Specific Licenses:
* Ageneral licensepermits predefined categories of transactions without individual approval.
* Aspecific licenseis issued for unique transactions based on a written application evaluated on a case-by- case basis.
OFAC Guidance:
* Auditors should verify that transactions routed through sanctioned countries align with the licenses and confirm appropriate documentation for compliance.

질문 # 66
Which KYC-related finding poses the most risk to the organization?

A. KYC requirements being considered a low priority not designed into business processes and implemented after product launch
B. KYC processes not being integrated into the business and associated application systems
C. Sanctions fists that are updated on a periodic basis following an annual risk assessment
D. Backlogs and delays in maintaining client files in accordance with the organization's policy

정답：A

설명：
KYC integration is fundamental to ensuring that anti-money laundering controls are effective from the outset of client onboarding. Delayed implementation of KYC increases the risk of onboarding high-risk customers without adequate due diligence.
Advanced CAMS-Audit documentation stresses the importance of embedding KYC into business processes during product design and rollout phases to mitigate risks.
Neglecting this requirement can expose the organization to severe regulatory penalties and reputational damage.

질문 # 67
A financial institution utilizes an automated daily validation report to validate the accuracy of the data flowing into its monitoring software. An auditor is responsible for testing the data used to create the report. This is an example of testing which type of effectiveness?

A. Program
B. Design
C. Operating
D. Software

정답：C

설명：
Testing Operating Effectiveness:
* Operating effectiveness testing evaluates whether controls and systems are functioning as intended on a daily basis, including the accuracy and reliability of automated validation processes.
Relevance to Data Validation:
* The auditor's role in this scenario ensures that the data flowing into the monitoring software is accurate and aligned with operational requirements, reflecting day-to-day effectiveness.
CAMS-Audit Emphasis:
* The emphasis on ongoing operational validation is consistent with Advanced CAMS-Audit practices, which stress continuous monitoring of AML system effectiveness.

질문 # 68
......

IT업계에 종사하고 계신 분은ACAMS Advanced-CAMS-Audit 시험을 패스하여 자격증을 취득하려고 검색하다 저희 블로그를 보게 되시고 저희 사이트까지 방문하게 될것입니다. 방문하는 순간 ACAMS Advanced-CAMS-Audit시험에 대한 두려움이 사라질것입니다. 완벽한 구매후 서비스까지 겸비하고 있어 자격증을 취득하는데서의 믿음직스러운 동반자로 되어드릴게요.

Advanced-CAMS-Audit최신 인증시험 기출자료: https://www.itdumpskr.com/Advanced-CAMS-Audit-exam.html

Jessica Hayes Jessica Hayes

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Cyber Gita

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